This seminar will present an analysis of the recent legal developments at EU and international levels in countering criminal offences in capital markets. It will also discuss the enforcement of criminal market abuse legislation through insights into recent cases from the perspective of practitioners.
This course will provide a comprehensive introduction to the Market Abuse Regulation's definitions on insider information and inside dealing. It will also cover legitimate behaviour, unlawful disclosure of inside information and market soundings. It will provide a sound grounding in market manipulation, the accepted market practices as well as the prohibition, prevention and detection of market abuse.
This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.
This course is ideal for anyone wishing to consider insider dealing and market manipulation from a practical and regulatory perspective. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation.
The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.
At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.
Accreditation and CPD Recognition
This programme has been developed by the European Institute of Management and Finance (EIMF)
, a globally-recognised training institution.
The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 5 CPD Units
that require CPD training in financial regulation
. The course may be also approved for 5 CPD Units by institutions which approve general financial training, such as the CISI.
Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Registration and Access
To register to this course, click on the Get this course
button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.
Access to the course is valid for 90 days.
If you wish to receive an invoice instead of paying online, please Contact us here
. Talk to us for our special Corporate Group rates.