Financial Regulation → MiFID II / MiFIR

Market Abuse and Regulation (MARA1808H120)


Description
Any unlawful behavior in the financial markets is prohibited. The concept of market abuse typically consists of insider dealing, unlawful disclosure of inside information, and market manipulation. Its objective is to create a level playing field for all economic operators in the Member States as part of the effort to combat market abuse

Description

This course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and inside dealing as well as market manipulation, prohibition of market abuse and disclosure requirements. It will also examine the competent authorities with a perspective of the Cyprus and the UK financial regulators.

Training Duration

This course may take up to 10 hours to be completed. However, actual study time differs as each learner uses their own training pace.

Participants

This course is ideal for anyone wishing to consider market abuse from a practical and regulatory perspective. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation.

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.

Accreditation and CPD Recognition

This programme has been developed by the European Institute of Management and Finance (EIMF), a globally-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies forĀ 10 CPD Units that require CPD Training in financial regulation. The course may be also approved for 10 CPD Units by institutions which approve general financial training, such as the CISI, ICA, and ACAMS.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Registration and Access

To register to this course, click on the Get this course button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

Access to the course is valid for 90 days.

If you wish to receive an invoice instead of paying online, please Contact us here. Talk to us for our special Corporate Group rates.
Content
  • Module 1: Facts & Overview of Legal Framework
  • Facts & Overview of Legal Framework
  • Facts & Overview of Legal Framework Multiple-Choice Questions
  • Module 2: Inside Information & Inside Dealing
  • Inside Information and Inside Dealing
  • Inside Information and Inside Dealing Multiple-Choice Questions
  • Module 3: Market Manipulation and the Prohibition of Market Abuse
  • Market Manipulation and the Prohibition of Market Abuse
  • Market Manipulation Multiple-Choice Questions
  • Module 4: Disclosure Requirements
  • Disclosure Requirements
  • Disclosure Requirements Multiple-Choice Questions
  • Module 5: Competent Authorities
  • Competent Authorities
  • Competent Authorities Multiple-Choice Questions
  • Module 6: Criminal Sanctions for Market Abuse Directive (CSMAD) & Examples
  • Criminal Sanctions for Market Abuse Directive (CSMAD) and Examples
  • CSMAD Multiple-Choice Questions
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: Forever