Course Overview

The aim of this self-paced eLearning course is to equip financial professionals, leaders, and compliance professionals with a comprehensive understanding of compliance culture in financial services. Participants will gain insights into the critical components of compliance culture, regulatory perspectives, assessment methodologies, and practical strategies for fostering and sustaining a robust compliance culture within their organizations.

Training Objectives

After taking this module, students should be able to:
• Understand the Significance of Compliance Culture
• Identify the Core Components of Compliance Culture
• Explore Regulatory Expectations
• Assess Culture within Financial Organizations
• Perceive Organizational Culture
• Create and Foster a Compliance Culture
• Sustain a Compliance Culture
• Impact on Reputation and Growth
• Stay Informed About Current Developments
• Implement Best Practices
• Reinforce the significance of compliance culture

Training Duration

This course may take up to 2 hours to complete. However, actual study time differs as each learner uses their own training pace.

Who should attend

• Compliance Professionals: Individuals directly responsible for compliance within financial institutions, including compliance officers, managers, and specialists.
• Financial Professionals: This includes individuals working in various financial roles such as finance managers, analysts, investment advisors, and other professionals involved in financial decision-making.
• Leaders: Executives, senior managers, and leaders within financial organizations who play a crucial role in shaping organizational culture.

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time. At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Attendance once all quizzes have been passed successfully.

Registration and Access

To register to this course, click on the ”Buy Now” button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

Access to the course is valid for 180 days.

If you wish to receive an invoice instead of paying online, please Contact us here. Talk to us for our special Corporate Group rates.