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Course
Best Execution Overview (E25_BEO_2_p.20)
€65.00
Financial Regulation
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MiFID II / MiFIR
Best Execution Overview (E25_BEO_2_p.20)
Best execution is the achievement to provide clients with the best possible outcome for their transactions. Investment Firms need to take all necessary and sufficient steps to obtain the best possible result for the execution of the client...
Insider Dealing and Market Manipulation (E25_IDMM_5_p.20)
€120.00
Financial Regulation
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MiFID II / MiFIR
Insider Dealing and Market Manipulation (E25_IDMM_5_p.20)
This seminar will present an analysis of the recent legal developments at EU and international levels in countering criminal offences in capital markets. It will also discuss the enforcement of criminal market abuse legislation through insights...
Market Abuse Regulation Overview (E25_MARO_2_p.20)
€65.00
Financial Regulation
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MiFID II / MiFIR
Market Abuse Regulation Overview (E25_MARO_2_p.20)
Description This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals. It provides a solid grounding in the market abuse offences, the role...
Market Abuse and Regulation (E25_MAR_10_p.20)
€215.00
Financial Regulation
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MiFID II / MiFIR
Market Abuse and Regulation (E25_MAR_10_p.20)
Any unlawful behavior in the financial markets is prohibited. The concept of market abuse typically consists of insider dealing, unlawful disclosure of inside information, and market manipulation. Its objective is to create a level playing field...
MiFID II Investor Protection (E25_MiFIDIP_3_p.24)
€90.00
Financial Regulation
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MiFID II / MiFIR
MiFID II Investor Protection (E25_MiFIDIP_3_p.24)

The course is designed to provide a thorough examination of recent developments in the MiFID II regulatory framework, specifically focusing on four key elements.

Participants will gain insights into the European Securities and Markets...

MiFIR Transaction Reporting (E25_MiFIR_5_p.21)
€120.00
Financial Regulation
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MiFID II / MiFIR
MiFIR Transaction Reporting (E25_MiFIR_5_p.21)
MiFID II/MiFIR which came into effect on 3 January 2018, is a new legislative framework which aims to strengthen investor protection and improve the functioning of financial markets making them more efficient, resilient and transparent. MiFID II...
Treating Customers Fairly and Handling Complaints in the Financial Services Sector (E25_TCF_5_p.20)
€120.00
Financial Regulation
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MiFID II / MiFIR
Treating Customers Fairly and Handling Complaints in the Financial Services Sector (E25_TCF_5_p.20)
With the preservation of a strong consumer protection focus by the Central Bank, ‘Complaints Handling’ and ‘Treating Customers Fairly’ (under the Consumer Protection Code) is a priority for customer/consumer-facing firms. Using...

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